Protecting You and Your Firm- looking ahead at 2016. Miami, Florida
Financial regulatory fines and sanctions have never been greater, new rules in the US and EU will have monumental impact on financial firms. Personal liability of management including potential imprisonment is serious and real. Come join us and learn about how to protect yourself and your firm with our exclusive group of former regulators, legal […]
Bart Chilton: We’ve Never Had Safer Markets
Bart Chilton: We’ve Never Had Safer Markets
The Group Treasurer’s Exchange: Why its important to attend GTX
The Group Treasurer’s Exchange: Why its important to attend GTX
The Group Treasurer’s Exchange: Senority of the delegates
The Group Treasurer’s Exchange: Senority of the delegates
The Group Treasurer’s Exchange: Benefits of a Roundtable Discussion
The Group Treasurer’s Exchange
Volcker Rule- Business and Compliance Requirements for U.S. and Foreign Banking Entities
Business and Compliance Requirements for U.S. and Foreign Banking Entities by Ryan Surprenant Stamford, Connecticut, February 24, 2014 – Woodbine Associates, the capital markets consulting firm, announces the release of a new report: “Volcker Rule Readiness Assessment.” The report distills business and compliance requirements for U.S. and foreign banking entities under the Volcker Rule and […]
The Myth and Reality of Hedging
The Myth and Reality of Hedging by George Bollenbacher G. M. Bollenbacher & Co., Ltd. A recent article in the Wall Street Journal predicted that the looming “Volcker Rule Won’t Allow Banks to Use ‘Portfolio Hedging.’” This subject has been discussed and re-discussed for a while, but much of the discussion, and perhaps the rule […]
It’s Time to Get Cracking: The Clock is Ticking for Derivative Dealers in Canada
It’s Time to Get Cracking: The Clock is Ticking for Derivative Dealers in Canada by Donna Bales With the dawn of a new year, Derivative Dealers operating in Canada woke up to the fact that they must quickly get up to speed on two new Rules released by the Canadian Securities Administrations (CSA) ‘Committee’. The […]
A Retrospective on Derivatives Reform
A Retrospective on Derivatives Reform by George Bollenbacher Through a Glass Darkly – First Indicators on SEF Trading George Bollenbacher G. M. Bollenbacher & Co., Ltd. Now that we’ve had three weeks of non-mandatory trading on SEFs, as well as the first applications to make SEF trading mandatory (the so-called “MAT” applications), can we see […]
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